Our Reg Tech services

The innovative e-Reg solution created by easyReg has as its main objective the simplification of regulatory work. Our RegTech solutions are transforming the work of regulatory professionals in Switzerland. They help to reduce compliance costs.

An online RegTech platform designed for the banking world

Our e-Reg platform makes working in the financial services sector faster and easier. This technology-enabled solution is at the heart of easyReg’s strategy and its raison d’être. We offer access to its functionalities via a SaaS subscription system, but that’s not all.

We use our digital regulatory management solution, e-Reg, for every service-type assignment we carry out for our customers. This way of working increases the efficiency of our interventions and the value of our services. Because we use e-Reg on a daily basis, our solution is particularly intuitive and well adapted to the needs of banking regulation professionals.

Thanks to the power of our technology and our investment in data security, we can guarantee every customer maximum performance and confidentiality in their regulatory management.

  • e-Reg offers banks and the companies that advise them three different user solutions :
  • in complete autonomy for customers who take out a SaaS subscription and therefore benefit from the platform’s RegTech functionalities ;
  • with personalised support from our experts, tailored to the needs of each customer ;
  • by entrusting us with their projects and requirements in terms of regulatory processing.

A range of RegTech services organised around three axes

As a RegTech player in Switzerland, easyReg provides advice to banks and financial institutions in three areas:

  • 1Swiss financial regulatory consulting
  • 2Risk management
  • 3Regulatory ratios

It also provides a question-and-answer service.

  • Some examples of financial regulation assignments

    • drafting an FMIA policy;
    • support for the closure of outsourcing recommendations;
    • support for the closure of external audit recommendations;
    • support for a bank’s internal audit department on an assignment relating to a specialised subject (‘co-sourcing’).
    1

    RegTech services for monitoring Swiss financial regulation

    The experts at easyReg help banks and financial institutions (as defined by FinIA) with:

    • the RegTech e-Reg. solution;
    • or traditional advisory services.

    As a RegTech company, easyReg can

    • answer day-to-day regulatory questions;
    • review or draft policies;
    • design processes required by regulation;
    • Participate in implementation projects on topics such as the Financial Services Act (FinSA) and the Financial Market Infrastructure Act (FMIA).

    We have extensive experience of implementing

    • the Capital Adequacy Ordinance (CAO);
    • the Liquidity Ordinance (Oliq);
    • and the various FINMA Circulars applicable to banks.

  • Examples of regulatory risk management assignments

    Our experts are involved in

    • improving risk appetite and tolerance ;
    • drafting internal policies and procedures ;
    • proofreading documents relating to the new FINMA Circular 23/01 ‘Operational Risk and Resilience – Banks’ ;
    • support for the closure of external audit recommendations ;
    • training on risk culture and regulation ;
    • other specific training based on the needs expressed by each client.
    2

    RegTech services for your risk management

    Risk management is an essential requirement for demonstrating irreproachable business, in compliance with FINMA regulations, laws, ordinances and circulars. It is also a key activity for the protection of each institution and for the creation of value in its commercial activities, and therefore its financial transactions.

    Client support throughout the risk management process

    • identification ;
    • measurement ;
    • mitigation ;
    • monitoring ;
    • reporting.

    A tailor-made service covering all types of risk

    We adapt to the specific circumstances of each bank or institution we work for. Our RegTech services cover both financial and non-financial risks.

    We help our clients develop a risk management concept:

    • overall concept;
    • risk policy ;
    • risk appetite ;
    • implementation of FINMA Circular 17/01 ‘Corporate Governance – Banks’.

    We also support each company that calls on our services in terms of individual risks:

    • operational risk and compliance with FINMA Circular 23/01 ‘Operational Risks and Resilience – Banks’ ;
    • liquidity risk in accordance with the requirements of the OLiq and FINMA Circular 15/02 ‘Liquidity Risk – Banks’ ;
    • interest-rate risk in accordance with FINMA Circular 19/02 ‘Interest-rate risk – Banks’ ;
    • outsourcing risk in accordance with FINMA Circular 18/03 ‘Outsourcing’ ;
    • capital planning in accordance with FINMA Circular 11/02 ‘Capital buffer and capital planning in the banking sector’ ;
    • credit risk ;
    • market risk, etc.

  • Exemples de missions envisageables

    • revue et optimisation du LCR ;
    • analyse de l’impact du passage à Bâle 3 final ;
    • analyses pour des problématiques spécifiques de statistiques (fonds propres, gros risques, ratio de liquidité LCR, NSFR et leverage ratio) ;
    • optimisation du processus d’établissement des statistiques ;
    • réalisation de formations spécifiques.
    3

    RegTech services for your regulatory ratios

    Compliance with regulatory ratios helps to demonstrate irreproachable business for a Swiss bank. Calculating regulatory ratios such as capital, large exposures, LCR, leverage ratio or NSFR can be difficult because of the many rules to be applied.

    It can be complex to identify or fully understand the possible optimisations in terms of regulatory information. In addition to the applicable ordinances and circulars, companies in the financial sector must also refer to other documents in certain cases. These include explanatory reports, Basel Committee documents and SNB notes.

    A wide range of services relating to statistics and regulatory ratios

    easyReg is used to dealing with these issues. We offer a service that consists of answering your questions, reviewing calculations or statistics or assisting you with specific projects.

Interested in our Regulatory Technology services?

You can schedule a discussion here to discuss your support needs.

And also a RegTech service in the form of questions and answers.

For all the potential missions described above, we also offer a service that consists of answering your questions. easyReg works on a time basis. In this way, each customer only pays for the RegTech services used. On request, we will explain how this regulatory service works in relation to the time required to answer questions.

What types of contracts does easyReg offer for its RegTech services?

easyReg offers 3 types of contract for services, apart from the SaaS subscription to its RegTech platform. Customers can choose :

  • a contract for a specific project ;
  • an à la carte contract, i.e. with no long-term commitment ;
  • a recurring support contract.

Are you interested ?

You can schedule a meeting here to discuss your needs

Planning a discussion